Christopher Cervino-Former Cor Clearing StockBroker-Convicted of Securities Fraud

May 13, 2016, 7:09 am

≫ Next: Rafael Santiago-Former COR Clearing Broker-Discloses $495,000 Customer Dispute Over Sale of VGTEL Stock

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Rex Securities Law- Stockbroker Malpractice Attorney. Nationwide representation.

UPDATE MARCH 2017–Christopher Cervino, 44, of Franklin Lakes, New Jersey was convicted of one count of conspiracy to commit securities fraud in connection with his role in a securities fraud scheme involving a publicly traded over the counter company, He faces up to five years in prison, according to this press release from the United States […]

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Rafael Santiago-Former COR Clearing Broker-Discloses $495,000 Customer Dispute Over Sale of VGTEL Stock

May 18, 2016, 9:29 pm

≪ Previous: Christopher Cervino-Former Cor Clearing StockBroker-Convicted of Securities Fraud

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Rex Securities Law- Stockbroker Malpractice Attorney. Nationwide representation.

UPDATE AUGUST 2016-FINRA records disclose that a customer of COR Clearing has filed FINRA arbitration 16-2100 alleging damages of $778,119 for recommending worthless securities and fraud. UPDATE JULY 2016-FINRA records indicate that Rafael Santiago was permanently barred by FINRA for failing to respond to a FINRA request for information. ORIGINAL POST MAY 2016-New York According […]

The post Rafael Santiago-Former COR Clearing Broker-Discloses $495,000 Customer Dispute Over Sale of VGTEL Stock appeared first on Rex Securities Law-BLOG.